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Configure Advanced Audit Policies

Advanced audit policies can be configured instead of local policies. Any of them are required if you want to get the "Who" and "When" values for the changes to the following monitored system components:

  • Audit policies
  • File shares
  • Hardware and system drivers
  • General computer settings
  • Local users and groups
  • Services
  • Scheduled tasks
  • Windows registry
  • Removable storage media

Configure Security Options

Using both basic and advanced audit policies settings may lead to incorrect audit reporting. To force basic audit policies to be ignored and prevent conflicts, enable the Audit: Force audit policy subcategory settings to override audit policy category settings option.

Follow the steps to configure security options.

Step 1 – On the audited server, open the Local Security Policy snap-in and navigate to Start > Windows Administrative Tools > Local Security Policy.

Step 2 – Navigate to Security Settings > Local Policies > Security Options and locate the Audit: Force audit policy subcategory settings policy.

manualconfig_fileserver_graudit_secpol2016

Step 3 – Double-click the policy and enable it.

Configure Advanced Audit Policy on Windows Server 2016

In Windows Server 2016 audit policies are not integrated with the Group Policies and can only be deployed using logon scripts generated with the native Windows auditpol.exe command line tool. Therefore, these settings are not permanent and will be lost after server reboot.

The procedure below explains how to configure Advanced audit policy for a single server. If you audit multiple servers, you may want to create logon scripts and distribute them to all target machines via Group Policy. Refer to the Create System Startup / Shutdown and User Logon / Logoff Scripts Microsoft article for more information.

Step 1 – On an audited server, navigate to Start > Run and type "cmd".

Step 2 – Disable the Object Access, Account Management, and Policy Change categories by executing the following command in the command line interface:

auditpol /set /category:"Object Access" /success:disable /failure:disable
auditpol /set /category:"Account Management" /success:disable /failure:disable
auditpol /set /category:"Policy Change" /success:disable /failure:disable

Step 3 – Enable the following audit subcategories:

Audit subcategoryCommand
Security Group Managementauditpol /set /subcategory:"Security Group Management" /success:enable /failure:disable
User Account Managementauditpol /set /subcategory:"User Account Management" /success:enable /failure:disable
Handle Manipulationauditpol /set /subcategory:"Handle Manipulation" /success:enable /failure:disable
Other Object Access Eventsauditpol /set /subcategory:"Other Object Access Events" /success:enable /failure:disable
Registryauditpol /set /subcategory:"Registry" /success:enable /failure:disable
File Shareauditpol /set /subcategory:"File Share" /success:enable /failure:disable
Audit Policy Changeauditpol /set /subcategory:"Audit Policy Change" /success:enable /failure:disable

It is recommended to disable all other subcategories unless you need them for other purposes. You can check your current effective settings by executing the following commands:

auditpol /set /category:"Object Access" 
auditpol /set /category:"Account Management" 
auditpol /set /category:"Policy Change" 

Configure Advanced Audit Policy on Windows Server 2016 and Above

In Windows Server 2016 and above, Advanced audit policies are integrated with Group Policies, so they can be applied via Group Policy Object or Local Security Policies. The procedure below describes how to apply Advanced policies via Local Security Policy console.

Step 1 – On the audited server, open the Local Security Policy snap-in and navigate to Start > Windows Administrative Tools >Local Security Policy.

Step 2 – In the left pane, navigate to Security Settings > Advanced Audit Policy Configuration > System Audit Policies.

Step 3 – Configure the following audit policies.

Policy SubnodePolicy NameAudit Events
Account Management- Audit Security Group Management - Audit User Account Management"Success"
Object Access- Audit Handle Manipulation - Audit Other Object Access Events - Audit Registry - Audit File Share"Success"
Policy Change- Audit Audit Policy Change"Success"